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July 2003

Background & History

Timothy Middleton,
NY Times 7-30-03
    The assisted-living industry is trying to rebound from the crisis of the late 1990's, when, analysts and industry executives say, too many companies entered the market and embarked on a frenzy of overbuilding. Many developers overestimated the demand for assisted living, finding that most elderly people preferred to remain at home as long as possible, resulting in an average move-in age of 83, much older than anticipated. Wall Street quickly lost its enthusiasm for assisted living, and many companies filed for bankruptcy protection. Consequently, construction has slowed considerably - from more than 32,700 apartments in 1998 to 3,600 in 2002, according to the American Seniors Housing Association.
    In all, there are about 20,500 properties, with 2.27 million apartments. Of these, 90 percent are owned by for-profit companies. The median rent is $2,200 a month, but in some markets, it may be closer to $4,000 a month, and the average stay is two years, according to data compiled by the trade group.
    Despite the slowdown in construction, many assisted-living operators are still struggling to fill their properties. The median occupancy rate declined from 86% to 83%, according to the National Investment Center for the Seniors Housing and Care Industries. Occupancy rates of less than 83% are considered inadequate to generate a return on equity, the organization said.

Industrial Update

Chittum & Smith,
WSJ 7-30-03
    Industrial real-estate vacancy rates rose in the second quarter while rents fell, according to two new reports. And analysts and real-estate firms don't see much sign of a recovery soon. Vacancy rates continued to climb, hitting 10.1%, up from 9.9% in Q1 and 9.1% a year earlier, according to a study of the top 37 industrial markets by Cushman & Wakefield.
    Torto Wheaton Research says the national industrial availability rate - which includes vacant space and space that is occupied but available for lease - rose to 11.5% in Q2 from 11.3% in Q1 and 10.8% a year earlier. Meanwhile, rents fell to $5.54 a square foot from $5.57 in Q1 and $5.77 a year ago, according to Torto Wheaton's study of 51 markets and 71 metropolitan statistical areas. Net absorption was at minus 12.1 million square feet, compared with minus 4.5 million in Q1 and minus 9.6 million square feet a year ago.
    A third report showed some improvement. Grubb & Ellis, which tracks 38 markets with inventory of 10,000 square feet or more, says the vacancy rate fell to 9.96% in Q2 from 10.06% in Q1, still well above the 8.98% rate of a year earlier. Warehouse asking rents rose to $4.44 a square foot from $4.43 in Q1, but were down from $4.82 a year ago. The firm says absorption in the markets it studies rose to 19.66 million square feet from 2.56 million in Q1 and 8.94 million a year ago.
    Second-quarter results so far from several industrial REITs offer little evidence that the industrial real-estate market has improved. Several cited softness in U.S. markets and reduced forecasts or gave cautious, pessimistic outlooks for the rest of the year.

Office vs Apartment Sector Comparision

Timothy Middleton,
MSN Money 7-29-03
    The Cohen & Steers fund (CSRSX), which is up about 17% this year, is heavily overweight office buildings, for contrarian reasons, and underweight apartments for more mainstream reasons.
    Marty Cohen, co-manager of Cohen & Steers Realty Shares, says investors are so down on skyscrapers that office REITs are trading at substantial discounts to the value of their real estate. He believes job growth will come sooner than later, leading to rentals and rising REIT prices.
    He dislikes apartments for the same reason everybody else does: With mortgage rates at historic lows, the best tenants are becoming homeowners. But low rates also encourage speculative development, so apartment buildings continue to be built even though existing ones are failing.
    Even though Cohen doesnĖt like most apartment REITs, he makes exceptions for Essex Property Trust and AvalonBay Communities, which operate on the high-cost coasts. 'There are barriers to entry there, and the cost of single-family homes is much higher than the national average,' he says.

Capital Inflow to REITs May Slow

Neil Weilheimer,
CPN 7-28-03
    Economists predict the influx of investment capital REIT executives have enjoyed so much may soon end up where it was in 2000: Chasing upwardly aggressive stocks. So what could it mean for REITs? Sources forecast that four of the five major categories - office, apartment, retail and hotels - will have a tougher time generating returns for investors. Standard & Poor's said that "a slow economic recovery and lack of job growth may further erode consumer confidence, and place further pressure on the retail sector."
    But REIT players are betting that investors are smarter this cycle. REIT executives say stock-pickers will not fully abandon the sector because they will need well-diversified portfolios - something in which real estate will stake its claim. REIT heads also expect to maintain or increase their market share with their push into the 401(k) arena.

Houston Update

Ralph Bivins,
Houston Chronicle 7-26-03
    In less than two years, occupancy in the downtown Class A market of prime office towers has dropped from 97.3% to 84.1%, according to the Trione & Gordon real estate firm. The descent is not over yet. Some are projecting that occupancy will fall to 80% - or lower. But downtown's Class A occupancy rate isn't as low today as it was in 1986 when it hit a record low of 81.4%, according to Dwyer Williams research firm.
    Class A space leased for $24.54 per square foot in the second quarter of 2003, down from $27.50 per square foot a year earlier. The construction boom is over. After building a total of 15 million square feet from 1998 to 2002, new construction has dwindled to a trickle - less than a million square feet in 2003.

Health-Care REITs Still A Refuge

Janet Morrissey, Dow Jones Newswires 7-25-03
    Health-care REITs delivered returns of 26% in 2000, 52% in 2001, and 11% in 2002, according to the National Association of Real Estate Investment Trusts. They've advanced another 23.3% so far in 2003, outpacing the S&P 500, which is up only 12.3%, as of Wednesday. If the economy stays sluggish and employment remains flat, investors will likely continue to loiter in the sector. It doesn't hurt that what the REITS own - nursing homes, medical office buildings, hospitals and seniors' residences - are expected to be in more demand as the nation's Baby Boom population ages.
    One portfolio manager, Sam Lieber, co-chief executive of Alpine Woods Investments LLC and president of Alpine Funds, expects the group to deliver further 5% to 10% returns in the second half of 2003. Lieber, who holds shares in seven health-care REITs, moved into the sector for its "relatively stable cash flow" and attractive dividend yield. Currently, health-care REITs boast a 7.6% dividend yield on average, according to NAREIT. His holdings include Senior Housing Prop (SNH), Nationwide Health Prop (NHP), Health Care Property Inv (HCP), Health Care REIT (HCN), Ventas (VTR), Healthcare Realty Trust (HR), and Universal Health Realty (UHT).
    Prudential Financial analyst Jim Sullivan, seizing on the low valuations, upgraded the sector to perform from underperform on April 9. Since then the group has traded up about 24%, he noted. Sullivan now believes the group is fully priced.
    Health-care REITs took a hit earlier this year after investors learned that Centennial Healthcare Corp. had filed for Chapter 11. Investor concerns were fueled further when accounting scandals and financial uncertainties hit at two other health-care companies - HealthSouth (HRC) and Tenet (THC).
    Bob Steers, co-portfolio manager at Cohen & Steers, is more bearish on the group. He sold off many of his health-care REIT shares at the beginning of 2003 in anticipation of an economic rebound. As the economy improves and interest rates tick up, he said, he tends to seek out more growth-oriented REITs that will reap the benefits of an economic rebound.
    Legg Mason analyst Jerry Doctrow said business fundamentals in the health-care REIT sector are sound, and the dividend yield remains attractive. Even if the economy is rebounding now, other real estate sectors, such as office and industrial properties, tend to lag the overall economy in their recovery. As a result, health-care REITs, with their stable growth and dividend yield, continue to remain attractive.

Retail Update

Ryan Chittum,
WSJ 7-23-03
    The retail sector showed surprising signs of weakening in the second quarter, though rents continued to rise. Shopping-mall vacancy rates jumped to 5.7% from 5.5%, while retailers took much less space in strip malls than they did in the first quarter, according to Reis. Vacancies at strip malls stayed flat at 6.8%, while net absorption dropped by more than half to 1.9 million square feet - its lowest level since Q1-02. Meanwhile, shopping-mall rents rose 1% to $37.18 per square foot from $36.80 in the first quarter. Strip-mall rents edged up 0.5% to $16.89 from $16.81.
    The down numbers are "by no means a sign of doom," says Lloyd Lynford, chief executive of Reis. With job losses continuing to mount in the general economy and consumer debt at an all-time high, retailers may be becoming more cautious.
    A significant gauge of retail's health - sales per square foot - has fallen 1% during the past two years, says Mike Kirby, an analyst with Green Street Advisors.
    The situation in the strip-mall market has led some to say there's not enough supply on the market. "When vacancy stays the same but absorption goes down, there's not enough supply generally," says Glenn Rufrano, CEO of New Plan Excel.
    Supermarkets, which normally are a strip-mall's anchor, have been fairing poorly in the face of tough competition from giant retailers Wal-Mart and Target, says Mr. Kirby of Green Street Advisors. "It's possible Wal-Mart is responsible for some of the loss in absorption."

Slower Relative REIT Profit Growth

Janet Morrissey, Dow Jones Newswires 7-21-03
    Over the past couple of years, REIT dividend yields have been a key catalyst in luring investors into the sector as disillusioned broader market investors sought refuge during this stormy economic period. But Morgan Stanley analyst Greg Whyte predicts investors will start to scrutinize earnings growth more as they make stock picks for 2004 and beyond.
    In 2004, the S&P's average operating earnings per share growth is estimated at 13.2%, which outpaces the REIT sector's estimated funds from operations growth, pegged at about 4.3%, Whyte said. The REIT sector's attractive dividend yield and stable predictable earnings could help offset the softer earnings growth, he said.
    Whyte said certain REIT sectors are poised for greater growth than others. Hotel REITs, for example, are on track to post 11% FFO growth in 2004, while industrial REIT earnings are expected to rise 5.7% on average, he said.

Don't Mess with Texas

Steve Brown, Dallas Morning News 7-20-03
    Dallas is the favorite whipping boy for out-of-town pseudo-analysts, gypsy fortunetellers and shade tree economists who can't go to sleep at night without telling somebody, "Don't mess with Texas!" Moody's has lumped Dallas in with Denver, Albuquerque, Indianapolis, Atlanta, Austin and Orlando as places where the property market probably won't turn around until about the same time the sun burns out.
    That may be true for Atlanta, but don't write Dallas off just yet. Certainly the real estate investment community hasn't. Office buildings sales are booming, and there's a line around the block every time a grocery-anchored shopping center goes on the market.
    We've heard this all this doomsaying before. It's been written that it will take more than 10 years for the Dallas property market to rebound. That forecast was published in the early 1990s, and we've already had another boom since then. Yes, we tend to overdo it with construction when times are good. But boy, can this town bounce back when the economy takes off.

Real-Estate Funds Still in Favor

Hope Yen,
AP 7-20-03
    Investors continue to snap up real estate shares, pushing inflows to $1.7 billion in the first half of this year, according to AMG Data Services. That figure is down from $2.7 billion during the same period last year but remains on pace to match all of 2002's inflow of $3.4 billion, the highest level since 1997.
    In addition, the Morgan Stanley REIT index hit a 52-week high recently and is up about 15% since the beginning of 2003, compared with a gain in the S&P 500 stock index of about 8%.
    "I wouldn't be rushing into them. They're very overpriced," said David Shulman, senior REIT analyst at Lehman Brothers. "REITs are trading 115 to 120 percent of net asset value," he said.

Dropout Rate Seen Rising For Apartment Investors

Ray Smith,
WSJ 7-16-03
    Sellers of apartment buildings increasingly are investing the proceeds in other types of property or outside the real-estate market, a trend that may crimp rising prices for apartment properties, says Marcus & Millichap Real Estate Investment Brokerage. In part, this shift indicates that investors are having a tougher time finding quality apartment properties with high yields at reasonable prices.
    In the 1,384 sales of apartment buildings it was involved in nationwide over the past 12 months, 35% of private sellers bought retail, office or warehouse properties with their proceeds, while 20% didn't buy another property. Some 45% of investors did buy apartment properties with their proceeds - despite high vacancy rates and lowered rents overall.
    The most common alternative apartment-building sellers have been looking at is single-tenant net-lease properties. The average yield for single-tenant net-lease properties ranges from 8% to 9%, compared with 6% to 8% for apartment buildings.

Insider Selling Rises In 2Q

Janet Morrissey, Dow Jones Newswires 7-08-03
    Insider selling among senior real estate executives more than doubled in the second quarter, leading market experts to speculate that the stocks have become pricey. A Lehman Brothers Inc. report issued Tuesday found senior executives at 23 of the 33 real estate investment trusts that the firm tracks sold shares in the latest quarter. Sales totaled $99.7 million, compared with $38.2 million in the first quarter.
"It looks like senior REIT executives think the stock is expensive. If it was cheap, they probably wouldn't be selling," said Lehman Brothers analyst David Shulman. The analyst estimates REITs are currently trading at about a 16% premium to the value of their underlying assets, or net asset value.
The top ten sellers were: Boston Properties (BXP). Vornado (VNO), Catellus (CDX), Liberty Property (LRY), Equity Office Properties (EOP), Post Properties (PPS), SL Green (SLG), Arden Realty (ARI), Rouse (RSE) and Equity Residential (EQR).


    There were bugs in this program that caused the initial calculation of equivalent shares for IFC and RWR to be overstated. While the dollar amounts are not comparable, the percentage gains are.


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